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分类:06_境外及港澳台调查报告 / 2003/美国_NTSB 年份:2003 大小:46.6 KB 知识库创建:2026-08-05 09:02:08 抓取时间:2026-10-22 09:03:59

8

Collision of a Greyhound Lines, Inc.

Motorcoach and Delcar Trucking Truck Tractor-Semitrailer Loraine, Texas June 9, 2002

〔图〕插图 Highway Accident Report

NTSB/HAR-03/01

PB2003-916201

Notation 7532

References

1

Highway Accident Report

Factual

Accident Narrative

On Sunday, June 9, 2002, about 5:10 a.m. central daylight time, near Loraine, Texas, a 1993 Motor Coach Industries (MCI) MC-12 motorcoach, operated by Greyhound Lines, Inc., (Greyhound) and occupied by the driver and 37 passengers, was traveling east on Interstate 20 (I-20), on a scheduled route from El Paso, Texas, to Abilene, Texas, (see figure 1) at a driver-reported speed of 65 to 67 mph.$^{1}$ A truck tractor-semitrailer, consisting of a tractor and a semitrailer leased by DelCar Trucking (DelCar), which was being operated by a driver in training with a codriver in the sleeper berth, was entering the interstate from a picnic area at a driver-estimated speed of 40 mph and proceeding into the

〔图〕TexasAbileneLoralnAccidentlocationEl Paso\n

Figure 1. Map of route.

Factual

2

Highway Accident Report

〔图〕Taylor CountyMitchel CountyiNolan CountSweetwaterAbileneMilepost 228LoraineRanch Road 644Mitchell County|Nolan County1IM

Figure 2. Accident location.

eastbound lanes (see figure 2). The motorcoach collided with the rear of the semitrailer near milepost 228 of I-20, pushing the tractor-semitrailer approximately 276 feet.

Three passengers on the Greyhound bus, all seated in the front of the bus, were fatally injured. Five other passengers and the busdriver were seriously injured. Twenty-four passengers sustained minor injuries, and five passengers were uninjured. The truckdriver sustained a minor injury, and the codriver was uninjured.

Motorcoach

The bus departed El Paso at 8:30 p.m., mountain daylight time, on June 8, 2002, en route to Abilene with a scheduled arrival time of 6:00 a.m. The location and time of the accident indicated that the bus was on schedule when the accident occurred. The driver estimated that he was traveling about 65 to 67 mph and said that he had the low-beam headlights illuminated.

One bus passenger stated he observed the bus collide with the rear of the truck, and it appeared that the truck was stopped in the right lane of the highway. He stated that he “didn’t notice any lights” on the truck. Another passenger who also observed the collision thought the truck was stopped or parked in the right lane of the highway. A third bus passenger stated that after the accident, the busdriver told him the truckdriver “didn’t have his back lights on” and said he “couldn’t see the semi before it was too late.”

Factual

4

Highway Accident Report

〔图〕L202A-11\n

Figure 3. Postaccident left side of motorcoach and semitrailer.

〔图〕插图

Figure 4. Postaccident right side of motorcoach and semitrailer.

Factual

5

Highway Accident Report

Injuries

Table 1. Injury codes.$^{3}$

InjuriesTruckdriverTruck passengerBusdriverBus passengersTotal
Fatal00033
Serious00156
Minor1002425
None01056
Total1113740

Medical and Pathological Information

Three motorcoach passengers sustained fatal injuries. The fatally injured passengers in row 1 (see figure 5) sustained severe impact injuries to the head, upper torso, and arms, as well as internal injuries. The passenger in row 2 by the left window sustained a fracture of the left temporal head area and fractures of the left scapula, arm, pelvis, and leg.

Five motorcoach passengers and the busdriver sustained serious injuries. The passenger in row 1, right window seat, sustained a diffused fracture of the left hip and lacerations and contusions (bruises) to the left leg, ankle, femur, forearm, and wrist. The passenger seated in row 2, right aisle seat, sustained a fractured right femur, a contusion to the right upper chest, and multiple contusions and abrasions to the head and upper torso. The passenger in row 3, left aisle seat, incurred multiple facial and head contusions and abrasions, a fractured left shoulder, and lacerations of the left leg. The passenger in row 3, left window seat, sustained several lacerations to the face, closed head injuries, neck injuries, a fractured vertebra, and a dislocated left hip. The passenger in row 10, left aisle seat, sustained a fractured left mid tibia, fractured left hand, left forearm fracture, and contusions of the left arm. The busdriver sustained traumatic injuries to both legs, the abdomen, and internal organs; his right leg was amputated during extrication from the wreckage.

Factual

6

Highway Accident Report

〔图〕M-39:SF-55:SF-50:FF-74:FF-10:MF-40:F2F-72:SF-52:MM-24:MF-10:S3M-22:MM-31:SM-22:MM-15:M4F-44:MM-61:MM-01:NM-21:M5F-18:MF-

Figure 5. Motorcoach seating chart. (Probable seating locations based on passenger interviews.) Definition of passenger labels: Gender – Age : Injury Severity.

Factual

8

Highway Accident Report

Driver Information

Truckdriver

The 36-year-old truckdriver possessed a Texas Class A commercial driver's license (CDL) learner's permit, issued on May 26, 2000, with an expiration date of January 28, 2005. Federal regulations at 49 CFR 383.23 required that the truckdriver be supervised by a licensed CDL holder when operating commercial vehicles and that the licensed CDL holder be positioned in the front seat of the vehicle. Another employee of the motor carrier was assigned as a codriver/supervisor but stated that he was in the truck's sleeper berth at the time of the accident. Federal regulations at 49 CFR 391.41(a) require that drivers possess a valid medical certificate prior to operating a commercial vehicle; the truckdriver was not medically certified at the time of the accident nor did records indicate that he had ever been certified. Texas DPS cited the driver for not having a licensed CDL holder supervising him from the front passenger seat and for not having a medical certificate in his possession.

The motor carrier reported that the truckdriver had been working for the company about 2 weeks and had worked for another motor carrier prior to his employment at DelCar (the owner of DelCar had no records indicating how long the driver had been driving or working for another motor carrier). The truckdriver was on his second trip and in his 4th day of supervised driving for the motor carrier at the time of the accident. (For the truckdriver's logbook entries, see table 2.) The truckdriver's logbook was not completed for June 8 or June 9.

Table 2. Truckdriver logbook entries.

DateTimesLogbook entryHours
June 6, 20020000 – 0600Driving6.0
—0600 – 1715Off duty/sleeper berth11.25
June 6-7, 20021715 – 0315Driving10.0
June 7, 20020315 – 1900Off duty/sleeper berth15.75
—1900 - ????Driving—

After the accident, the truckdriver was released by Texas DPS to return to El Paso. According to the owner of DelCar, the truckdriver traveled to Juarez, Mexico, where he had relatives,$^{4}$ and refused Safety Board requests to return to El Paso. Safety Board investigators were unable to contact the truckdriver.

Factual

10

Highway Accident Report

Table 3. Busdriver logbook entries.

DateTimesLogbook entryHours
June 6, 20020000 – 0600Driving6.00
—0600 – 0615On duty0.25
—0615 – 1930Off duty13.25
—1930 – 2000On duty0.50
—2000 – 2230Driving2.50
—2230 – 2245On duty0.25
June 6 – 7, 20022245 – 0015Off duty1.50
June 7, 20020015 – 0030On duty0.25
—0030 – 0300Driving2.50
—0300 – 0315On duty0.25
June 7 – 8, 20020315 – 0115Off duty22.00
June 8, 20020115 – 0200On duty0.75
—0200 – 0730Driving5.50
—0730 – 0745On duty0.25
—0745 – 0945Driving2.00
—0945 – 1000On duty0.25
—1000 – 2030Off duty10.50

Vehicle and Wreckage Information

Truck

The 2000 Peterbilt tractor was towing a 1991 Stoughton 53-foot van semitrailer. The total weight of the tractor-semitrailer and load$^{6}$ was 40,710 pounds; the gross vehicle weight rating of the semitrailer was 68,080 pounds. The tractor, inspected by the Texas DPS on June 9, 2002, and released prior to the arrival of Safety Board investigators, was

Factual

12

Highway Accident Report

Highway Information

Highway Design

The accident occurred on eastbound I-20 approximately 1,200 feet east of milepost 228 in Mitchell County. I-20 is classified as a principal arterial and is a divided, two-way, four-lane, paved asphalt, controlled access highway. The posted speed limit was 70 mph during the day and 65 mph at night. A picnic area was along the south side of the interstate; the gore area $^{10}$ for the entrance ramp from the picnic area was about 935 feet west of the accident site (see figure 6).

〔图〕To El PasoChevron alignment signsNarrel Road (overpass)and eastermost area ofhighway safety lightingRamp leading toInter

Figure 6. Interstate 20 diagram.

Factual

13

Highway Accident Report

Each eastbound lane measured approximately 12 feet across and was divided by painted stripes approximately 10 feet long and spaced every 30 feet. The left paved shoulder was about 4 feet wide and delineated by a 4-inch-wide retroreflective yellow painted edge line; the right paved shoulder was about 10 feet wide and delineated by a 4-inch-wide retroreflective white painted edge line. Rolled rumble strips $^{11}$ measuring 26 inches long were on the shoulder, approximately 4 inches from the right lane edge line. The westbound lanes were similarly configured and separated from the eastbound lanes by a 39-foot depressed earthen median.

Records provided by the Texas Department of Transportation (TXDOT) revealed that in a 5-mile section of I-20 centered on milepost 228, one accident had occurred in the previous 5 years: a single-vehicle run-off-the-road accident with possible injury. According to TXDOT, the annual average daily traffic count for 1996 to 2000 ranged from 9,200 to 12,100 cars (see table 4), with trucks accounting for 35.7 percent of the total traffic in 2000.

Table 4. Annual average daily traffic count.

YearVehicles per day
19969,200
19979,800
199811,200
199912,100
200011,700

Picnic Area Acceleration Ramp

The picnic area had a 975-foot acceleration ramp from the truck parking area to the interstate (see figure 7). The acceleration ramp from the picnic area was defined by the design plans as a single-lane, free-flow entrance terminal with a taper-type design. The interstate had a 4-percent upgrade beginning 375 feet east of the gore created by the picnic area's acceleration ramp. No visual obstructions existed between the acceleration ramp and the interstate.

According to current American Association of State Highway and Transportation Officials (AASHTO) guidelines, an acceleration ramp should be long enough for a driver to make the transition from the speed on the entering roadway to the operational speed of the highway. The design of the ramp should be such that motorists can attain a speed

Factual

14

Highway Accident Report

〔图〕插图

Figure 7. Picnic area acceleration ramp (looking west from accident site).

approximately equal to the average running speed of the highway, less 6.21 mph, by the time the left edge of the ramp joins the traveled portion of the highway.

Under current AASHTO guidelines, a vehicle leaving the picnic area from a parked position and entering onto a highway with a design speed of 70 mph requires an acceleration ramp of 1,410 feet at a maximum grade of 2 percent. When the picnic area was built in 1965, no guidance existed for the lengths of acceleration ramps. According to TXDOT, a roadway's design features are brought up to the current standards when a major rehabilitation project takes place. According to a TXDOT engineer, the agency plans to investigate the feasibility of revising the rehabilitation contract $^{12}$ to include changes to the eastbound picnic area acceleration ramp in spring 2003.

Lighting

In the immediate area of the accident site, the highway did not have overhead safety lighting. The picnic area west of the accident site did not incorporate lighting along the ramps or within the picnic area. Approximately 1,500 feet west of the picnic area, a series of eight dual-mast-arm light poles were in the center median, and two single-mast light poles were along the right-side right of way in each direction. These 12 lights were used to illuminate the interchange between I-20 and Ranch Road 644, as well as the 3-degree left curve preceding the picnic area. The easternmost lights can be seen in figure 6.

Factual

16

Highway Accident Report

〔图〕To El PasoBeginning oftandem wheetire marksEastboundInterstate 20WestboundInterstate 20Beginning ofsingle wheetire markB

Figure 8. Postaccident diagram.

Factual

21

Highway Accident Report

Tests and Research

Acceleration Tests

On June 18 and 19, 2002, Safety Board investigators recorded the acceleration rates of 16 commercial vehicles departing the picnic area near the accident scene. The average speed while the vehicles were still within the picnic area was about 17 mph. The vehicles accelerated for about 35 seconds to the general area of the accident scene and reached a speed at that location of about 34 mph. Both the highway and oncoming traffic can be seen from the acceleration ramp.

Semitrailer Lights Examination

Four taillights, an identification lamp, and a license plate lamp on the semitrailer (see figure 9) were examined to determine the condition of the lamp filaments. Each of the four rear semitrailer taillight lamps had two filaments, a smaller one connected to the taillights and a larger one connected to the stop lights. The filaments for all four of the semitrailer's taillight lamps were intact and connected to their respective posts. The smaller filaments for the two center taillight lamps displayed age sagging. The support and electrical posts on the identification lamp were bent and distorted, but the single filament was intact with some deformation in the area of the support hangers. No indications of filament oxidation were found on the identification lamp, even though the glass envelope was broken. None of the filaments exhibited stretching.

〔图〕RightLeftsidesideclearanceclearancelightslights(mounted on(mounted onside of trailer)side of trailerLefRighsidesidetaill

Figure 9. Rear semitrailer lighting.

Factual

24

Highway Accident Report

$contractor_{26}$ not once has any motor carrier correctly answered all the compliance questions, even though the applicants are established motor carriers.

Currently, about 25 percent of motor carriers who apply to MTMC fail the initial screening process, and about 40 percent of those carriers who pass the screening process fail the prequalification inspection by MTMC contractors. All of these carriers have “satisfactory” ratings from the FMCSA and have been in operation over 12 months. Since the implementation of the prequalification inspection, no fatalities have occurred to persons while being transported by a MTMC-approved carrier.

New Entrant Safety Data

In 1998, the Volpe National Transportation Systems Center (Volpe Center) issued a report on New Entrant Safety Research$^{27}$ under a project agreement with the Federal Highway Administration's Office of Motor Carriers (now the FMCSA). The study found that carriers with less than 1 year of experience had significantly more acute violations and patterns of critical violations$^{28}$ of safety management regulations than carriers with more than 1 year of experience (see table 5). The number of violations drops dramatically after the first year and, as carriers gain more experience, continues to decrease.

Table 5. Violations of safety management regulations per 1,000 drivers.

CarriersAcute violationsCritical violations
New entrants128.8206.3
Experienced34.111.8

The study recommended that the FMCSA provide education and training programs at the time a motor carrier begins operation to shorten the compliance learning curve and increase the speed at which new carriers come into compliance with the FMCSRs.

44

Highway Accident Report

Appendix B

Federal Motor Carrier Safety Administration Forms MCS-150, MCS-150A, and OP-1

OMB No. 2126-0013

$$ \alpha $$

U.S. Department of Transportation Federal Motor Carrier Safety Administration

MOTOR CARRIER IDENTIFICATION REPORT

(Application for U.S. DOT Number)

IF the SPACE above is blank OR the INFORMATION THEREIN IS INCORRECT. PLEASE IDENTIFY YOUR COMPANY'S PRINCIPAL OFFICE IN THE SPACES BELOW.
1. NAME OF MOTOR CARRIER/HMSHIPPER2. TRADE OR D.B.A. (DOING BUSINESS AS) NAME
3. PRINCIPAL STREET ADDRESS/ROUTE NUMBER4. MAILING ADDRESS (P O BOX)
5. CITY6. STATE/PROVINCE 7. ZIP CODE+48. MAILING CITY9. STATE/PROVINCE 10. ZIP CODE+4
11. COLONIA (MEXICO ONLY)12. PRINCIPAL PHONE NUMBER13. COLONIA (MEXICO ONLY)14. PRINCIPAL FAX NUMBER
15. USDOT NO.16. MC OR MX NO.16. MC OR MX NO.17. DUN & BRADSTREET NO.18. IRS/TAX ID NO.EIN #19. INTERNET E-MAIL ADDRESS
20. CARRIER OPERATION (Circle One)SSN #SSN #SSN #19. INTERNET E-MAIL ADDRESS
A. InterstateB. Intrastate Only (Hazardous Materials)C. Intrastate Only (Non-Hazardous Materials)19. INTERNET E-MAIL ADDRESS
21. SHIPPER OF HAZARDOUS MATERIALS OPERATION (Circle One)22. CARRIER MILEAGE (to nearest 10,000 miles for Last Calendar Year)YEAR
A. InterstateB. IntrastateB. IntrastateB. IntrastateB. Intrastate
23. OPERATION CLASSIFICATION (Circle All that Apply)P. GRAIN, FEED, HAYP. GRAIN, FEED, HAYV. COMMODITIES DRY BULK
B. HOUSEHOLD GOODSBEAMS, LUMBERK. LIQUIDS/GASESK. LIQUIDS/GASESK. LIQUIDS/GASESQ. COAL/COKEQ. COAL/COKEW. REFRIGERATED FOODW. REFRIGERATED FOOD
C. METAL: SHEETS,G. BUILDING MATERIALSL. INTERMODAL CONT.L. INTERMODAL CONT.L. INTERMODAL CONT.R. MEATR. MEATX. BEVERAGESBB CONSTRUCTION
COILS, ROLLSH. MOBILE HOMESM. PASSENGERSM. PASSENGERSM. PASSENGERSS. GARBAGE, REFUSE, TRASHY. PAPER PRODUCTSCC. WATER WELL
D. MOTOR VEHICLESI. MACHINERY,N. OIL FIELD EQUIPMENTT. U.S. MAILT. U.S. MAILZ. UTILITYDD. OTHER
E. DRIVE AWAY/TOWAWAYLARGE OBJECTSO. LIVESTOCKO. LIVESTOCKO. LIVESTOCKU. CHEMICALSU. CHEMICALSAA. FARM SUPPLESAA. FARM SUPPLES
25. HAZARDOUS MATERIALS CARRIEDS OR SHIPPED (Circle All that Apply) C - CARRED C S - SHIPPED (B/BULK) - IN CARGO TANKS NB(Non-BULK) - IN PACKAGESC S - DIV 1.1C S - DIV 1.1B NBB NB
C S A. DIV 1.2B NBC S K. DIV 2.2A (AMMONIA)B NBC S U.DIV 4.2B NBC S EE, HRCQB NB
C S B. DIV 1.2B NBC S L. DIV 2.3AB NBC S V.4.3B NBC S FF. CLASS 8B NB
C S C. DIV 1.3B NBC S M. DIV 2.3BB NBC S W.DIV 5.1B NBC S GG CLASS 8AB NB
C S D. DIV 1.4B NBC S N. DIV 2.3CB NBC S X.DIV 5.2B NBC S HH. CLASS 8BB NB
C S E. DIV 1.5B NBC S O. DIV 2.3DB NBC S Y.DIV 6.2B NBC S II. CLASS 9B NB
C S F. DIV 1.6B NBC S P. CLASS 3B NBC S Z.DIV 6.1AB NBC S JJ. ELEVATED TEMP MATB NB
C S G. DIV 2.1B NBC S Q. CLASS 3AB NBC S AA.DIV 6.1BB NBC S KK. INFECTIOUS WASTEB NB
C S H. DIV 2.1LPGB NBC S R. CLASS 3BB NBC S BB.DIV 6.1POISONB NBC S LL. MARINE POLLUTANTSB NB
C S I. DIV 2.1(METHANE)B NBC S S. COMB LIQB NBC S CC.DIV 6.1SOLIDB NBC S MM. HAZARDOUS SUB(RQ)B NB
C S J. DIV 2.2B NBC S T. DIV 4.1B NBC S DD. CLASS 7B NBC S NN. HAZARDOUS WASTEB NBC S OO.ORM
26. EQUIPMENTStraight TrucksTruck TractorsTrailersHazMat Cargo Tank TracksMotor coachP A S S EN G ER S School busMini-bus/VanLimousine
OWNED
TERM LEASED
TRIP LEASED
27. DRIVER INFORMATION INTERSTATE INTRASTATE 100-Mile Radius 100-Mile Radius Beyond 100-Mile Radius Beyond 100-Mile Radius 28. CERTIFICATION STATEMENT (to be completed by an authorized official)
I.(Please print Name), certify that I am familiar with the Federal Motor Carrier Safety Regulationsand/or the Federal Hazardous Materials Regulations. Under penalties of perjury, I declare that the information entered on this report is, to the best of my knowledge and belief, true, correct, and complete.
SignatureDateDateDateDateTitleTitleTitleTitle
U.S. Department of Transportation Federal Motor Carrier Safety Administration(Safety Certification for Application for U.S. DOT Number)
1. NAME OF MOTOR CARRIER2. TRADE OR D.B.A.(DOING BUSINESS AS) NAME
3. PRINCIPAL STREET ADDRESS/ROUTE NUMBER4. MAILING ADDRESS (P 0 BOX)
5. CITY6. STATE/PROVINCE7. ZIP CODE+48. MAILING CITY9. STATE/PROVINCE10. ZIP CODE+4
11. PRINCIPAL PHONE NUMBER12. PRINCIPAL FAX NUMBER
13. USDOT NO.14. MC OR MX NO.15. DUN & BRADSTREET NO.16. IRS/TAX ID NO.17. INTERNET E-MAIL ADDRESS
13. USDOT NO.14. MC OR MX NO.15. DUN & BRADSTREET NO.EIN#SSN#
18. SAFETY CERTIFICATIONS (Applicants subject to FMCSRs must complete certification item(s) 18A through 18C).
A. Applicant maintains current copies of all U.S. DOT Federal Motor Carrier Safety Regulations, Federal Motor Vehicle Safety Standards, and the Hazardous Materials Regulations (if a property carrier transporting hazardous materials), understands and will comply with such regulations, and has ensured that all company personnel are aware of the current requirements.Yes ☐ No ☐Yes ☐ No ☐
B. Applicant certificates that the following tasks and measures will be fully accomplished and procedures fully implemented before it commences operations in the United States.
1. Driver qualifications:
a) The carrier has in place a system and procedures for ensuring the continued qualification of drivers to operate safely, including a safety record for each driver, procedures for verification of proper licensing of each driver and procedures for identifying drivers who are not complying with the safety regulations.Yes ☐ No ☐Yes ☐ No ☐
b) The carrier has procedures in place to review drivers' employment and driving histories for at least the last 3 years to determine whether or not the individual is qualified and competent to drive safely.Yes ☐ No ☐Yes ☐ No ☐
c) The carrier has established a program to review the records of each driver at least once every 12 months and will maintain a record of the review.Yes ☐ No ☐Yes ☐ No ☐
d) The carrier will ensure that all of its drivers are at least 21 years of age and if applicable possess a valid Commercial Drivers License (CDL).Yes ☐ No ☐Yes ☐ No ☐
2. Hours of Service:2. Hours of Service:2. Hours of Service:2. Hours of Service:2. Hours of Service:2. Hours of Service:
a) The carrier has in place a recordkeeping system and procedures to monitor the hours-of-service performed by drivers, including procedures for continuing review of drivers' log books, and for ensuring compliance with all operations requirements.Yes ☐ No ☐Yes ☐ No ☐
b) The carrier has ensured that all drivers are knowledgeable of the hours-of-service requirements, and has clearly and specifically instructed the drivers concerning the application to them of the 10-hour, 15-hour, and 60 and 70-hour rules as well as the requirement for preparing daily log entries in their own handwriting for each 24-hour period.Yes ☐ No ☐Yes ☐ No ☐
3. Drug and alcohol testing:
a) The carrier is familiar with the alcohol and controlled substance testing requirements of 49 CFR part 382 and 49 CFR part 40 and has in place a program for systematic testing of drivers.Yes ☐ No ☐ N/A ☐Yes ☐ No ☐ N/A ☐
4. Vehicle condition:
a) The carrier has established a system and procedures for inspection, repair and maintenance of its vehicles in a safe condition, and for preparation and maintenance of records of inspection, repair and maintenance in accordance with the Federal Motor Carrier Safety Regulations and the Hazardous Materials Regulations.Yes ☐ No ☐Yes ☐ No ☐
b) The carrier will ensure that all violations and defects noted on inspection reports are corrected before vehicles and drivers are permitted to continue operation.Yes ☐ No ☐Yes ☐ No ☐
5. Accident monitoring program:
a) The carrier has in place a program for monitoring vehicle accidents and maintains an accident register in accordance with 49 CFR 390.15.Yes ☐ No ☐
b) The carrier has established an accident countermeasures program and driver training program to reduce accidents.Yes ☐ No ☐
6. Production of records:
a) The carrier can and will produce records demonstrating compliance with the safety requirements within 48 hours of receipt of a request from a representative of the USDOT/FMCSA or other authorized Federal or State official.Yes ☐ No ☐
7. Hazardous Materials (to be completed by carriers of hazardous materials only).
a) The HM carrier has full knowledge of the U.S. DOT Hazardous Materials Regulations and has established programs for the thorough training of its personnel as required under 49 CFR part 172, Subpart H, and 49 CFR 177.816.Yes ☐ No ☐ N/A ☐
b) The carrier has established a system and procedures for inspection, repair and maintenance of its reusable hazardous materials packages (cargo tanks, portable tanks, cylinders, intermediate bulk containers, etc.) in a safe condition, and for preparation and maintenance of records of inspection, repair and maintenance in accordance with the U.S. DOT Hazardous Materials Regulations.Yes ☐ No ☐ N/A ☐
c) The HM carrier has established a system and procedures for filing and maintaining HM shipping documents.Yes ☐ No ☐ N/A ☐
d) The HM carrier has a system in place to ensure that all HM trucks are marked and placarded as required by 49 CFR part 172, Subparts D and F.Yes ☐ No ☐ N/A ☐
e) The carrier will register under 49 CFR part 107, Subpart G, if transporting any quantity of hazardous materials requiring the vehicle to be placarded.Yes ☐ No ☐ N/A ☐

〔图〕□S人\n 〔图〕V/N\n

8. For Cargo Tank (CT) Carriers of HM

a) The carrier has a system in place to ensure that its cargo tanks are inspected and tested as required by 49 CFR 180 by a facility registered with the U.S. DOT under part 107, Subpart F.

〔图〕□S人\n 〔图〕□\n By signing these certifications, the carrier official is on notice that the representations made herein are subject to verification through inspections in the United States and through the request for and examination of records and documents. Failure to support the representations contained in this application could form the basis of a proceeding to assess civil penalties and/or lead to the revocation of the authority granted.

C. All applicants must certify as follows:

  1. Applicant is willing and able to provide the proposed operations or service and to comply with all pertinent statutory and regulatory requirements and regulations issued or administered by the U.S. Department of Transportation, including operational regulations, safety fitness requirements, motor vehicle safety standards, and minimum financial responsibility requirements.

〔图〕□□YesNo\n

  1. Applicant is willing and able to produce for review or inspection documents which are requested for the purpose of determining compliance with applicable statutes and regulations administered by the U.S. Department of Transportation, including the Federal Motor Carrier Safety Regulations, Federal Motor Vehicle Safety Standards and Hazardous Materials Regulations, within 48 hours of any written request.

〔图〕口□YesNo\n

  1. Applicant is not presently disqualified from operating commercial vehicles in the United States pursuant to the Motor Carrier Improvement Act of 1999 or any other law.

〔图〕□□YesNo\n

NOTE:

All motor carriers must comply with all pertinent Federal, State, local and tribal statutory and regulatory requirements when operating within the United States. Such requirements include, but are not limited to, all applicable statutory and regulatory requirements administered by the U.S. Department of Labor, or by a State agency operating a plan pursuant to Section 18 of the Occupational Safety and Health Act of 1970 ("OSHA State plan agency"). Such requirements also include all applicable statutory and regulatory environmental standards and requirements administered by the U.S. Environmental Protection Agency or a State, local or tribal environmental protection agency. Compliance with these statutory and regulatory requirements may require motor carriers and/or individual operators to produce documents for review and inspection for the purpose of determining compliance with such statutes and regulations.

19. Certification Statement (to be completed by an authorized official)

I, (Please print Name) , certify that I am familiar with the Federal Motor Carrier Safety Regulations and/or the Federal Hazardous Materials Regulations. Under penalties of perjury, I declare that the information entered on this report is, to the best of my knowledge and belief, true, correct, and complete.

FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION FORM OP-1

Approved by OMB

2125-0568

APPLICATION FOR MOTOR PROPERTY CARRIER AND BROKER AUTHORITY

Expires 04/30/01

This application is for all individuals and businesses requesting authority to operate as motor property common or contract carriers or property brokers.

FOR FMCSA USE ONLY
Docket No. MC-
Filed
Fee No.
CC Approval No.
SECTION IDo you now have authority from or an application being processed by the former ICC, FHWA, OMCS or FMCSA?G NO G YES If yes, identify the lead docket number(s)
Applicant InformationLEGAL BUSINESS NAME
DOING BUSINESS AS NAME
BUSINESS ADDRESS( )Street Name and Number City State Zip Code Telephone Number
MAILING ADDRESS (If different from above)Street Name and Number City State Zip Code
REPRESENTATIVE (Person who can respond to inquiries)Name and title, position, or relationship to applicantStreetName and NumberCity StateZip CodeTelephone Number ( )FAX Number ( )
U.S. DOT Number (If available; if not, see Instructions.)
FORM OF BUSINESS (Check only one.)G Corporation State of IncorporationG Sole Proprietorship Name of IndividualG Partnership Identify Partners

FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION FOR OP-1

Approved by OMB

2125-0568

APPLICATION FOR MOTOR PROPERTY CARRIER AND BROKER AUTHORITY

Expires 04/30/01

SECTION IIType of AuthorityYou must submit a filing fee of $300.00 for each type of authority requested (for each box checked).
SECTION IIType of AuthorityG MOTOR COMMON CARRIER OF PROPERTY (except HOUSEHOLD GOODS)
SECTION IIType of AuthorityG MOTOR CONTRACT CARRIER OF PROPERTY (except HOUSEHOLD GOODS)
SECTION IIType of AuthorityG MOTOR COMMON CARRIER OF HOUSEHOLD GOODS
SECTION IIType of AuthorityG MOTOR CONTRACT CARRIER OF HOUSEHOLD GOODS
SECTION IIType of AuthorityG BROKER OF PROPERTY (except HOUSEHOLD GOODS)
SECTION IIType of AuthorityG BROKER OF HOUSEHOLD GOODS
SECTION IIType of AuthorityG UNITED STATES BASED ENTERPRISE OWNED OR CONTROLLED BY PERSONS OF MEXICO PROVIDING TRUCK SERVICES FOR THE TRANSPORTATION OF INTERNATIONAL CARGO (except HOUSEHOLD GOODS)
SECTION IIType of AuthorityG UNITED STATES BASED ENTERPRISE OWNED OR CONTROLLED BY PERSONS OF MEXICO PROVIDING TRUCK SERVICES FOR THE TRANSPORTATION OF INTERNATIONAL HOUSEHOLD GOODS
SECTION IIIInsuranceInformationThis section must be completed by ALL motor property carrier applicants. The dollar amounts in parentheses represent the minimum amount of bodily injury and property damage (liability) insurance coverage you must maintain and have on file with the FMCSA.
SECTION IIIInsuranceInformationNOTE: Refer to the instructions for information on cargo insurance filing requirements for motor common carriers and surety bond/trust fund agreement filings for property brokers.
SECTION IIIInsuranceInformationG Will operate vehicles having Gross Vehicle Weight Ratings (GVWR) of 10,000 pounds or more to transport:
SECTION IIIInsuranceInformationG Non-hazardous commodities ($750,000).
SECTION IIIInsuranceInformationG Hazardous materials referenced in the FMCSA's insurance regulations at 49 CFR 1043.2(b)(2)(c) ($1,000,000).
SECTION IIIInsuranceInformationG Hazardous materials referenced in the FMCSA's insurance regulations at 49 CFR 1043.2(b)(2)(b) ($5,000,000).
SECTION IIIInsuranceInformationG Will operate only vehicles having Gross Vehicle Weight Ratings (GVWR) under 10,000 pounds to transport:
SECTION IIIInsuranceInformationG Any quantity of Class A or B explosives, any quantity of poison gas (Poison A), or highway route controlled quantity of radioactive materials ($5,000,000).
SECTION IIIInsuranceInformationG Commodities other than those listed above ($300,000).

APPLICATION FOR MOTOR PROPERTY CARRIER AND BROKER AUTHORITY - OP-1 (cont.)

SECTION IVSafetyCertification(Motor CarrierApplicants Only)APPLICANTS SUBJECT TO FEDERAL MOTOR CARRIER SAFETY REGULATIONS - If you will operate vehicles of more than 10,000 pounds GVWR and are, thus, subject to pertinent portions of the U.S. DOT's Federal Motor Carrier Safety Regulations at 49 CFR, Chapter 3, Subchapter B (Parts 350-399), you must certify as follows:Applicant has access to and is familiar with all applicable U.S. DOT regulations relating to the safe operation of commercial vehicles and the safe transportation of hazardous materials and it will comply with these regulations. In so certifying, applicant is verifying that, at a minimum, it:(1) Has in place a system and an individual responsible for ensuring overall compliance with Federal Motor Carrier Safety Regulations;(2) Can produce a copy of the Federal Motor Carrier Safety Regulations and the Hazardous Materials Transportation Regulations;(3) Has in place a driver safety training/orientation program;(4) Has prepared and maintains an accident register (49 CFR 390.15);(5) Is familiar with DOT regulations governing driver qualifications and has in place a system for overseeing driver qualification requirements (49 CFR Part 391);(6) Has in place policies and procedures consistent with DOT regulations governing driving and operational safety of motor vehicles, including drivers' hours of service and vehicle inspection, repair, and maintenance (49 CFR Parts 392, 395 and 396);(7) Is familiar with and will have in place on the appropriate effective date, a system for complying with U.S. DOT regulations governing alcohol and controlled substances testing requirements (49 CFR 382 and 49 CFR Part 40).G YESEXEMPT APPLICANTS - If you will operate only small vehicles (GVWR under 10,000 pounds) and will not transport hazardous materials, you are exempt from Federal Motor Carrier Safety Regulations, and must certify as follows:Applicant is familiar with and will observe general operational safety guidelines, as well as any applicable State and local laws and requirements relating to the safe operation of commercial motor vehicles and the safe transportation of hazardous materials.G YES
SECTION VAffiliationsAFFILIATION WITH OTHER FORMER ICC, FHWA OR OMCS, NOW FMCSA-LICENSED ENTITIES. Disclose any relationship you have or have had with any other FMCSA-regulated entity within the past 3 years. For example, this could be through a percentage of stock ownership, a loan, or a management position. If this requirement applies to you, provide the name of the company, MC-number, DOT number, and that company's latest U.S. DOT safety rating. (If you require more space, attach the information to this application form.)

APPLICATION FOR MOTOR PROPERTY CARRIER AND BROKER AUTHORITY - OP-1 (cont.)

SECTION VIHousehold GoodsCertificationsHOUSEHOLD GOODS MOTOR COMMON CARRIER APPLICANTS including United States-based enterprises owned or controlled by persons of Mexico providing truck services for the transportation of international household goods shipments must certify as follows:Applicant is fit, willing, and able to provide the specialized services necessary to transport household goods. This assessment of fitness includes applicant's general familiarity with former ICC, FHWA, or OMCS now FMCSA regulations for household goods movements and also requires an assurance that applicant has or is willing to acquire the protective equipment and trained operators necessary to perform household goods movements and that applicant will offer arbitration as a means of settling loss and damage disputes on collect-on-delivery shipments. The proposed operations will serve a useful public purpose responsive to a public demand or need.G YESHOUSEHOLD GOODS MOTOR CONTRACT CARRIER APPLICANTS must certify as follows:Applicant is fit, willing, and able to provide the specialized services including United States-based enterprises owned or controlled by persons of Mexico providing truck services for the transportation of international household goods shipments necessary to transport household goods. This assessment of fitness includes applicant's general familiarity with former ICC, FHWA, or OMCS, now FMCSA regulations for household goods movements and also requires an assurance that applicant has or is willing to acquire the protective equipment and trained operators necessary to perform household goods movements and that applicant will offer arbitration as a means of settling loss and damage disputes on collect-on-delivery shipments. The proposed service will be consistent with the public interest and the transportation policy of 49 U.S.C. 10101.G YESHOUSEHOLD GOODS BROKER APPLICANTS must certify as follows:Applicant is fit, willing, and able to provide household goods brokerage operations and to comply with all pertinent statutory and regulatory requirements. The involved services will be consistent with the public interest and the transportation policy of 49 U.S.C. 10101.G YESNOTE: Applicant may attach a supporting statement to this application to provide additional information about any of the above certifications. This evidence is optional.

APPLICATION FOR MOTOR PROPERTY CARRIER AND BROKER AUTHORITY - OP-1 (cont.)

SECTION VIISCOPE OF OPERATING AUTHORITY. Complete one or both box(es) below, as applicable.
Applicants for Contract Carriage of Household GoodsG Contracting shippers have one or more of the distinct needs delineated in Interstate Van Lines, Inc., Extension - Household Goods, 5 I.C.C.2d 168 (1988).Describe briefly the distinct need(s):
G Contracts provide for assignment of one or more vehicles for the exclusive use of each shipper in the manner specified in Interstate Van Lines, Inc., Extension - Household Goods, 5 I.C.C.2d 168 (1988).
SECTION VIIIApplicant'sOathThis oath applies to all supplemental filings to this application. The signature must be that of applicant, not legal representative.I, __________, verify under penalty of Name and titleperjury, under the laws of the United States of America, that all information supplied on this form or relating to this application is true and correct. Further, I certify that I am qualified and authorized to file this application. I know that willful misstatements or omissions of material facts constitute Federal criminal violations punishable under 18 U.S.C. 1001 by imprisonment up to 5 years and fines up to $10,000 for each offense. Additionally, these misstatements are punishable as perjury under 18 U.S.C. 1621, which provides for fines up to $2,000 or imprisonment up to 5 years for each offense.I further certify under penalty of perjury, under the laws of the United States, that I have not been convicted, after September 1, 1989, of any Federal or State offense involving the distribution or possession of a controlled substance, or that if I have been so convicted, I am not ineligible to receive Federal benefits, either by court order or operation of law, pursuant to Section 5301 of the Anti-Drug Abuse Act of 1988 (21 U.S.C. 862)Finally, I certify that applicant is not domiciled in Mexico or owned or controlled by persons of that country. (Note: This portion of Applicant's does not pertain to applicants that are U.S.-based enterprises owned or controlled by persons of Mexico seeking to provide truck services for the transportation of international cargo.).Signature __________ Date __________

FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION

FORM OP-1

Approved by OMB

2125-0568

APPLICATION FOR MOTOR PROPERTY CARRIER AND BROKER AUTHORITY

Expires 04/30/01.

Filing Fee

Information

All applicants must submit a filing fee for each type of authority requested. The enclosed fee schedule will show the appropriate filing fee. The total amount due is equal to the fee times the number of boxes checked in Section II. Fees for multiple authorities may be combined in a single payment.

Total number of boxes checked in Section II: ______ x filing fee $ ______ = $ ______

INDICATE AMOUNT $ __________ and METHOD OF PAYMENT

G CHECK or G MONEY ORDER, payable to: FMCSA

G VISA G MASTERCARD

Credit Card Number $\ldots$ Expiration Date

Signature $\ldots$ Date

Fee Policy

! Filing fees must be payable to the Federal Motor Carrier Safety Administration, by check drawn upon funds deposited in a bank in the United States or money order payable in U.S. currency or by approved credit card.

! Separate fees are required for each type of authority requested. If applicant requests multiple types of permanent authority on one application form (for example, common and contract carrier authority) or if applicant submits more than one form in the OP-1 Series in a single filing, multiple fees are required. The applicant may submit a single payment for the sum of the applicable fees.

! Filing fees must be sent, along with the original and one copy of the application, to FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION, P. O. Box 100147, Atlanta, GA, 30384-0147. For express mail only: Nationsbank Wholesale Lockbox 100147, 6000 Feldwood Road, 3rd Floor East, College Park, GA 30349. For credit card only: FMCSA, Suite 600, 400 Virginia Avenue, S.W., Washington, D.C., 20024.

! After an application is received, the filing fee is not refundable.

! The FMCSA reserves the right to discontinue processing any application for which a check is returned because of insufficient funds. The application will not be processed until the fee is paid in full.

PAPERWORK BURDEN. It is estimated that an average of 2 burden hours per response are required to complete this collection of information. This estimate includes time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Comments concerning the accuracy of this burden estimate or suggestions for reducing this burden should be directed to the FEDERAL MOTOR CARRIER SAFETY ADMINISTRATION, Licensing Division, Suite 600, 400 Virginia Avenue, SW, Washington, DC 20024. This collection of information is required in order for the FMCSA to obtain data and register for-hire motor carriers of regulated commodities, property brokers, and certain U.S.-based Mexican-owned enterprise property carriers. Please note that an agency may not conduct or sponsor, a person is not required to respond to a collection of information unless it displays a currently-valid OMB control number. The OMB control number for this collection is 2121-0016.

源文件:06_境外及港澳台调查报告/2003/美国_NTSB/2003_美国_HAR0301.md
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